AML Audit / Preparation and Remediation for Regulatory Inspections

Under the Cayman Islands AML Regime requirements, an AML/CFT audit based on the nature, complexity, and risks identified must be conducted regularly. Canopy Consulting can perform the required audits and review the overall AML programme subject to the AML requirements. The requisite audits will assess the effectiveness of the overall AML/CFT programme and related controls, identify any gaps, and escalate to senior management as required. In addition to performing these AML audits, Canopy Consulting can conduct mock regulatory inspections to ensure that the regulatory and AML requirements are being met and assist with any remediation following a regulatory inspection of your Cayman Islands entities.