Services
Outsourced AML Officers
Canopy’s AML team are all senior management level professionals with at least 15 years of experience in investment funds, capital markets, and banking sectors and bring a wealth of private industry and regulator experience to clients.
Review / Preparation of AML Policies and Procedures
As regulatory demands increase, in addition to implementing adequate AML policies and procedures that meet the AML requirements, adequate CTF/PF and sanction criteria must also be implemented into the AML programme, as these areas have become a significant risk factor for clients to consider.
Compliance, Regulatory, and Corporate Governance
Canopy Consulting can provide expert advice and consulting services to ensure compliance with the applicable regulatory requirements, including implementing an excellent corporate governance framework that complies with the Cayman Islands Monetary Authority’s Statement of Guidance on Corporate Governance.
AML Audit / Preparation and Remediation for Regulatory Inspections
Under the Cayman Islands AML Regime requirements, an AML/CFT audit based on the nature, complexity, and risks identified must be conducted regularly. Canopy Consulting can perform the required audits and review the overall AML programme subject to the AML requirements.
AML and CTF Training
In compliance with the Cayman Islands AML Regime’s training requirements, Canopy Consulting offers a tailored and verifiable solution. This training can be provided to appropriate staff and senior management that are required to have AML training on an annual basis.
Bank Regulatory and Advisory
Canopy’s team have extensive regulatory experience in the banking sector, particularly as it relates to Basel II’s Pillar 2 and Pillar 3; ICAAP and Disclosure Reports. Canopy offers advisory services in regulatory reporting, prudential and risk manuals in relation to capital planning, credit, market, operational and liquidity risks.
